Scott Ross Bundy

Current Employers

Moors & Cabot, Inc.

One Federal Street 19Th Floor, Boston, MA 02110 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2013-10-09

CA RA
APPROVED

Since 2013-10-09

Branch Locations

Boxborough, MA • United States

One Federal Street 19Th Floor, Boston, MA 02110 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	Waltham	MA	06/1976	Present
Morgan Stanley Smith Barney	Boston	MA	06/2009	Present

06/1976 → Present

Citigroup Global Markets Inc.

Waltham, MA
06/2009 → Present

Morgan Stanley Smith Barney

Boston, MA

Other Businesses

Trustee Boxborough Conservation Trust - no compensation. Advisor for Endowment of the Kurn Hattin School for Children - no compensation.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-04-09
S63	Uniform Securities Agent State Law Examination	1980-09-03

S65 Uniform Investment Adviser Law Examination

1997-04-09
S63 Uniform Securities Agent State Law Examination

1980-09-03