Joseph Henrico Torrice

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2004-10-08
VA	RA	APPROVED	1990-01-23

TX RA
APPROVED_RES

Since 2004-10-08
VA RA
APPROVED

Since 1990-01-23

Branch Locations

1111 E Main St, Richmond, VA 23219 • United States

Richmond, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Richmond	VA	08/1989	Present
Bank Of America, N.A.	Richmond	VA	12/2009	Present

08/1989 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Richmond, VA
12/2009 → Present

Bank Of America, N.A.

Richmond, VA

Other Businesses

I*2109324, Entity Type: Fiduciary, Name of OBA: D A T irrevocable trust, Address: Richmond, Virginia, 23235, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 27-Nov-2024, No Hours: 3 Weekly, No Hours during Trading: 1 Weekly, Duties:

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1990-01-15
S63	Uniform Securities Agent State Law Examination	1983-11-11

S65 Uniform Investment Adviser Law Examination

1990-01-15
S63 Uniform Securities Agent State Law Examination

1983-11-11

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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