Thomas Deane Vann

Current Employers

Vann Investments Llc

1100 Q Path, Texas Creek, CO 81223 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	1999-01-01

CO RA
APPROVED

Since 1999-01-01

Branch Locations

Castle Rock, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Royal Alliance Associates, Inc.	Castle Rock	CO	07/1991	Present
Vann Investments	Englewood	CO	07/1991	Present

07/1991 → Present

Royal Alliance Associates, Inc.

Castle Rock, CO
07/1991 → Present

Vann Investments

Englewood, CO

Previous Registrations

1999-01-01 → 2003-10-21

Osaic Wealth, Inc.

Englewood, CO

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1980-11-07

S63 Uniform Securities Agent State Law Examination

1980-11-07

Other Names

Tom Vann

View on SEC IAPD