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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2009-02-02
  • CA RA
    APPROVED
    Since 2009-02-02

Branch Locations

1400 Rocky Ridge Drive Suite 250, Roseville, CA 95661 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird Roseville CA 01/2009 Present
  • 01/2009 → Present
    Robert W. Baird
    Roseville, CA
Previous Registrations
Other Businesses

PARTNER IN DAFT PARTNERS. NAME AND ADDRESS OF OTHER BUSINESS: MCKINNEY LLC, 1441 LAGUNITA CT, SACRAMENTO, CA 95864 NATURE OF ENTITY: CABIN AT LAKE TAHOE OWNED JOINTLY BY MY BROTHER AND I. ROLE IN OTHER BUSINESS: PARTNER RESPONSIBILITIES IN THIS ROLE: MAKE MUTUAL DECISIONS ON THE BEST USE OF THE CABIN. HOURS DEVOTED TO OTHER BUSINESS: 5 HOURS PER YEAR. NONE DURING SECURITIES TRADING HOURS. Name/Address: Sacramento Dental Complex/Rental Property 2525 K Street Sacramento CA 95819 Start Date: 10/1/98 Hours Spent: 0-1 hours/month Hours Spent During Trading: Zero Role/Responsibility: LP Investor Non Investment Related

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1981-03-03
  • S63 Uniform Securities Agent State Law Examination
    1981-03-03

View on SEC IAPD

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