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Sara Wade

Raymond James & Associates, Inc.

Knoxville, TN

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2021-07-28
  • TN RA
    APPROVED
    Since 2021-07-28

Branch Locations

11400 Parkside Drive Suite 200, Knoxville, TN 37934 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Tampa FL 09/2011 10/2016
Raymond James & Associates, Inc Knoxville TN 07/2018 08/2019
Unemployed Kingston TN 10/2016 07/2018
Raymond James & Associates, Inc. Knoxville TN 06/2021 Present
Unemployed Knoxville TN 08/2019 06/2021
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-01
  • S66 Uniform Combined State Law Examination
    2009-05-01
Other Names
  • Sara Katherine Howarth
  • Sara K Manire
  • Sara Manire
  • Sara K Howarth
  • Sara K. Wade
  • Sara Wade,Sara Howarth Wade
  • Sara Wade
  • Sara Katherine Wade

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · KNOXVILLE, TN
EDWARD JONES · FARRAGUT, TN
FIFTH THIRD SECURITIES, INC. · KNOXVILLE, TN
STATE FARM INVESTMENT MANAGEMENT CORP. · Farragut, TN
TRUIST ADVISORY SERVICES, INC. · KNOXVILLE, TN
PFS INVESTMENTS INC. · KNOXVILLE, TN
EDWARD JONES · KNOXVILLE, TN
EDWARD JONES · FARRAGUT, TN

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