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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-04-25
TX RA APPROVED_RES 2022-04-22
  • PA RA
    APPROVED
    Since 2022-04-25
  • TX RA
    APPROVED_RES
    Since 2022-04-22

Branch Locations

2000 Oxford Drive, Suite 605, Bethel Park, PA 15102 • United States

1001 Liberty Avenue Suite 1100, Pittsburgh, PA 15222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, National Association New York NY 01/2015 04/2022
Stifel Nicolaus & Co Inc Pittsburgh PA 04/2022 Present
  • 01/2015 → 04/2022
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 04/2022 → Present
    Stifel Nicolaus & Co Inc
    Pittsburgh, PA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-19
S63 Uniform Securities Agent State Law Examination 1981-04-16
  • S65 Uniform Investment Adviser Law Examination
    1994-10-19
  • S63 Uniform Securities Agent State Law Examination
    1981-04-16
Designations

View on SEC IAPD

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