Mark Tetuan

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2003-10-29

PA RA
APPROVED

Since 2003-10-29

Branch Locations

Erie, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Erie	PA	11/1976	03/2020
Ameriprise Financial Services, Llc	Erie	PA	03/2020	Present

11/1976 → 03/2020

Ameriprise Financial Services, Inc.

Erie, PA
03/2020 → Present

Ameriprise Financial Services, Llc

Erie, PA

Other Businesses

Real Estate Ownership; Commercial; 1704 West 26th ST, , Erie, PA, 16508; Investment-Related; 01/01/2013.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-10-28
S63	Uniform Securities Agent State Law Examination	1984-08-24

S66 Uniform Combined State Law Examination

2003-10-28
S63 Uniform Securities Agent State Law Examination

1984-08-24

Other Names

Mark Oren Tetuan

View on SEC IAPD