Wally C Jandoli

Employer firm

Summit Financial, LLC CRD 299322

$22.5B regulatory AUM 59 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Summit Financial, Llc

4 Campus Drive, Parsippany, NJ 07054 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2019-01-14

NJ RA
APPROVED

Since 2019-01-14

Branch Locations

Manalapan, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Summit Equities, Inc.	Parsippany	NJ	06/1982	12/2018
Summit Financial Resources, Inc.	Parsippany	NJ	06/1982	09/2018
Purshe Kaplan Sterling Investments	Albany	NY	09/2018	12/2018
Summit Financial, Llc	Parsippany	NJ	11/2018	Present

06/1982 → 12/2018

Summit Equities, Inc.

Parsippany, NJ
06/1982 → 09/2018

Summit Financial Resources, Inc.

Parsippany, NJ
09/2018 → 12/2018

Purshe Kaplan Sterling Investments

Albany, NY
11/2018 → Present

Summit Financial, Llc

Parsippany, NJ

Previous Registrations

2002-06-06 → 2018-12-27

Summit Equities, Inc.

Parsippany, NJ

Manalapan, NJ

Parsippany, NJ
2002-06-13 → 2018-09-21

Summit Financial Resources Inc

Parsippany, NJ

Other Businesses

(1) Offers insurance as a broker or agent through numerous insurance companies. Some sales are through SRM, an affiliated company which is licensed to sell various insurance products. Mr. Jandoli earns both cash and non-cash compensation based on sales of these products.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1987-09-22

S63 Uniform Securities Agent State Law Examination

1987-09-22

Other Names

Wally Charles Jandoli

View on SEC IAPD