Russell Samuel Sherred

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2013-02-27
TX	RA	APPROVED	2013-02-27

PA RA
APPROVED

Since 2013-02-27
TX RA
APPROVED

Since 2013-02-27

Branch Locations

One Ppg Place Suite 2900, Pittsburgh, PA 15222-5455 • United States

Allison Park, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Sewickley	PA	02/2013	Present

02/2013 → Present

Rbc Capital Markets, Llc

Sewickley, PA

Previous Registrations

2011-02-18 → 2013-03-08

Morgan Stanley

Pittsburgh, PA

Pittsburgh, PA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-06-23
S63	Uniform Securities Agent State Law Examination	1981-01-15

S65 Uniform Investment Adviser Law Examination

1992-06-23
S63 Uniform Securities Agent State Law Examination

1981-01-15

Designations

Certified Financial Planner

Other Names

Russell Samuel Sherred

View on SEC IAPD