Douglas Elton Ulrich

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1980 → Present
  Financial Security Associates
  Bloomington, IL
• 01/2002 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 03/2005 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Other Businesses

1)FINANCIAL SECURITY ASSOCIATES, 324 N MAIN ST, ROANOKE, IL, 6/1976 AS OWNER/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 8 HR/WK - 1/TRADING. 2)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 30 HR/WK - 6/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3)DOUGLAS ULRICH, 2073 W Granite Springs Place, Tucson AZ 85755, 01/2022, Owner, Real Estate, NIR, 1 HR/MO - 0 HR/MO TRADING. 4)FINANCIAL SECURITY ASSOCIATES, 3807 GE Road, #2, Bloomington IL 61704, United States, 01/15/2002, IAR, DBA Name, INV REL, 160 HR/MO - 120 HR/MO TRADING.

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-05-24

Designations

• Chartered Financial Consultant

Other Names

• Douglas E Ulrich