Thomas Phillip Laporte

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2007 → 09/2018
  Raymond James And Associates
  Scottsdale, AZ
• 09/2018 → Present
  Stifel Nicolaus & Co Inc
  Scottsdale, AZ

Previous Registrations

• 2007-05-09 → 2018-10-10
  Raymond James & Associates, Inc.
  Tempe, AZ
  Scottsdale, AZ
• 2004-03-01 → 2007-04-24
  Robert W. Baird & Co. Incorporated
  Scottsdale, AZ
  Sandpoint, ID
  Michiana, MI

Other Businesses

1. Seena Magowitz Foundation; PO Box 4119 Arlington, VA 22204; pancreatic cancer research and patient support; Advisory Board Member; Advise on foundation initiatives and events; 11/21/2025; 3 hrs/qtr; Not during securities trading hours; Not Investment-Related

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-03-30
• S63 Uniform Securities Agent State Law Examination
  1986-09-25

Other Names

• Thomas Phillips Laporte