Michael Emil Fassi

Employer firm

Centaurus Financial, Inc. CRD 30833

$9.74B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

Authority	Category	Status	Date
SD	RA	APPROVED	2023-10-05
WA	RA	APPROVED	2018-09-18
LA	RA	APPROVED	2018-08-28
NV	RA	APPROVED	2018-08-28
CA	RA	APPROVED	2016-01-05
MO	RA	APPROVED	2015-05-27
OH	RA	APPROVED	2014-09-29
TX	RA	APPROVED_RES	2011-05-24
FL	RA	APPROVED	2011-01-04
CO	RA	APPROVED	2006-06-08

SD RA
APPROVED

Since 2023-10-05
WA RA
APPROVED

Since 2018-09-18
LA RA
APPROVED

Since 2018-08-28
NV RA
APPROVED

Since 2018-08-28
CA RA
APPROVED

Since 2016-01-05
MO RA
APPROVED

Since 2015-05-27
OH RA
APPROVED

Since 2014-09-29
TX RA
APPROVED_RES

Since 2011-05-24
FL RA
APPROVED

Since 2011-01-04
CO RA
APPROVED

Since 2006-06-08

Branch Locations

Windsor, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Geneos Wealth Management, Inc.	Fort Collins	CO	08/2005	Present
Centaurus Financial, Inc.	Orange	CA	06/2006	Present

08/2005 → Present

Geneos Wealth Management, Inc.

Fort Collins, CO
06/2006 → Present

Centaurus Financial, Inc.

Orange, CA

Previous Registrations

2005-08-05 → 2005-12-13

Geneos Wealth Management, Inc.

Fort Collins, CO

Other Businesses

1. FINANCIAL EDUCATORS NETWORK, NON-INVESTMENT RELATED, 5865 TYRONE RD., RENO, NV 89502, TEACHING RETIREMENT CLASSES, 2 THREE HOUR CLASSES, INSTRUCTOR, SINCE 10/12/2012, DEVOTED TIME IS 6 HRS A MONTH. 2. C&T ASSET PROTECTION GROUP INC DBA FASSI FINANCIAL NETWORK, SINCE 4/30/2012, P.O. BOX 9, WINDSOR, CO 80550, MARKETING ASSET PROTECTION TRUSTS TO BUSINESS OWNERS, DEVOTED TIME IS 10 HRS A MONTH, NON-INVESTMENT RELATED. 3. CIVIL AIR PATROL POSITION: Squadron Finance Officer NATURE: Civil Air Patrol is the auxiliary of the United States Air Force INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2023 ADDRESS: PO Box 270885, Fort Collins CO 80527-0885, United States DESCRIPTION: Take in and deposit dues into bank account, pay squadron bills, receive and process grant request with the finance committee and send quarterly and annual reports to the Wing. 4. CIVIL AIR PATROL POSITION: Group Commander NATURE: Civil Air Patrol is the auxiliary of the United States Air Force INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2024 ADDRESS: Colorado Wing HQ, 135 Dover St. Bldg. 350 , Suite 2025, Peterson SFB, CO 80914-2309, United States DESCRIPTION: Group Commander-- (Management) responsible for 300 members, 5 aircraft, and 7 vehicles

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-12-22
S63	Uniform Securities Agent State Law Examination	1981-09-28

S65 Uniform Investment Adviser Law Examination

1998-12-22
S63 Uniform Securities Agent State Law Examination

1981-09-28

Designations

Chartered Financial Consultant

View on SEC IAPD