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One James Center 901 East Cary Street, Suite 1100, Richmond, VA 23219 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-06 |
| VA | RA | APPROVED | 2024-11-06 |
Branch Locations
202 S Lewis Street Suite 201, Staunton, VA 24401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| #Ia Scott & Stringfellow Inc. | Staunton | VA | 06/1976 | 11/2024 |
| Scott & Stringfellow, Inc. | Staunton | VA | 05/1999 | 11/2024 |
| Bb&T Securities, Llc | Staunton | VA | 01/2013 | 11/2024 |
| Truist Investment Services, Inc. | Staunton | VA | 02/2021 | 11/2024 |
| Truist Advisory Services, Inc. | Atlanta | GA | 02/2021 | 11/2024 |
| Davenport & Company Llc | Staunton | VA | 11/2024 | Present |
STAUNTON AUGUSTA YMCA ENDOWMENT FUND POSITION: Trustee NATURE: Trustee for many years of the property and investments of the YMCA INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1982 ADDRESS: N Coalter St., Staunton VA 24401 FOREST RIDGE HOMEOWNER'S ASSOCIATION POSITION: TREASURER NATURE: IT IS AN HOA (HOMEOWNER'S ASSOCIATION) INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 10/24/2023 ADDRESS: STAUNTON VA, United States DESCRIPTION: AS TREASURER I WILL BE PRIMARILY RESPONSIBLE FOR LOOKING OVER THE FINANCIAL REPORTS AND PROJECTIONS THAT MIGHT INVOLVE FUTURE DUES INCREASES AND BUDGETING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 1986-06-25 |
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