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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-03-23 |
| IL | RA | APPROVED | 2013-02-13 |
Branch Locations
23 Public Square Suite 450, Belleville, IL 62260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Swansea | IL | 02/2013 | Present |
| Southwestern Illnois College | Belleville | IL | 09/2013 | Present |
(1) Name of Business: St. Augustine Catholic Church Address: 1910 West Belle St. , Belleville, IL, 62226, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 01/01/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Run the monthly committee meetings.. Offer suggestions to the pastor on financial matters.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-08-19 |
| S63 | Uniform Securities Agent State Law Examination | 1980-11-03 |
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