James Bruce Whelihan

Employer firm

William Blair CRD 1252

$64.3B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• EQUITY RESEARCH SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2002 → 09/2021
  Brown Advisory Securities, Llc
  Washington, DC
• 09/2021 → Present
  William Blair
  Chicago, IL

Previous Registrations

• 2002-12-03 → 2021-09-13
  Brown Advisory Securities, Llc
  Washington, DC
  Chevy Chase, MD
• 2002-11-22 → 2003-10-10
  Brown Advisory Securities, Llc
  Baltimore, MD
• 1998-10-05 → 2002-12-03
  Deutsche Bank Securities Inc.
  Washington, DC

Other Businesses

TUDOR PLACE FOUNDATION, 1644 31ST NW, WASHINGTON, DC 20007, TUDOR PLACE IS A HISTORIC HOUSE MUSEUM (NATIONAL HISTORIC LANDMARK). MR. WHELIHAN SERVES a member OF THE FINANCE COMMITTEE. START DATE OF RELATIONSHIP: 12/2009. APPROXIMATELY 1 HOUR PER MONTH OUTSIDE OF MARKET HOURS. ST. DAVID'S PARISH (EPISCOPAL CHURCH) 5150 MACOMB STREET, WASHINGTON, DC 20016. Mr. Whelihan chairs an investment committee that meets quarterly. Start date of the relationship: 09/2013. Approximately 1 hour per month outside of market hours is devoted to the position.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-09-14
• S63 Uniform Securities Agent State Law Examination
  1980-04-24