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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-12-07 |
| CT | RA | APPROVED | 2007-03-30 |
| TX | RA | APPROVED_RES | 2006-10-02 |
Branch Locations
1414 Main St, Springfield, MA 01144 • United States
Bradenton, FL • United States
West Springfield, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 03/2006 | Present |
| Bank Of America, Na | New York | NY | 11/2009 | Present |
I*5808 For profit or not for profit: Name of outside business organization: Young Family Trust Investment related: Address of business: Newport, Rhode Island 2840 Nature of business: Rental Property Position, title, association: , Start date of relationship: 1/1/2018 Number of hours devoted: 2 hour(s) Number of hours devoted during trading hours: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 1980-05-01 |
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