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Francis Joseph Vlock

Eagle Strategies LLC

Elkhorn, NE

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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2006-05-16
  • NE RA
    APPROVED
    Since 2006-05-16

Branch Locations

18140 Burke Street Suite 201, Elkhorn, NE 68022 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Omaha NE 01/1974 Present
Nylife Securities Llc Omaha NE 10/1976 Present
Vlock Financial Group Omaha NE 08/2012 Present
Generation Strategies, Llc Omaha NE 02/2017 Present
Eagle Strategies Llc Omaha NE 06/2001 Present
  • 01/1974 → Present
    New York Life Insurance Company
    Omaha, NE
  • 10/1976 → Present
    Nylife Securities Llc
    Omaha, NE
  • 08/2012 → Present
    Vlock Financial Group
    Omaha, NE
  • 02/2017 → Present
    Generation Strategies, Llc
    Omaha, NE
  • 06/2001 → Present
    Omaha, NE
Other Businesses

[OPERATING UNDER THE DBA NAME OF VLOCK FINANCIAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; 1ONE VALMONT PLAZA SUITE 100 OMAHA, NE 68154; START DATE: 08/2012] [OPERATING UNDER THE DBA NAME OF GENERATION STRATEGIES, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; OMAHA, NE; START DATE: 02/2017] [Rental Property; Residential home; 8464 Browne Street. Omaha Ne 68134; Start Date 06/2009; Role/Title: Owner; Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [NYLARC Holding Company, Inc.; Reinsuring life insurance that I write with new york life; 51 Madison Ave, NewYork, New York 10010; Start Date 06/2000; Role/Title: Member; Investment Related; 1 hours per month; 1 hours per month during securities trading hours; passive investor]

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-08-03
  • S63 Uniform Securities Agent State Law Examination
    1984-08-03
Designations

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