Donald Eugene Baxter

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1982 → Present
  Baxter And Associates
  Wichita, KS
• 11/2017 → Present
  Sagepoint Financial, Inc.
  Wichita, KS
• 08/2001 → 11/2017
  Sii Investments, Inc.
  Wichita, KS
• 09/2023 → Present
  Osaic Wealth, Inc.
  Wichita, KS

Previous Registrations

• 2017-11-30 → 2023-09-01
  Osaic Services, Inc.
  Wichita, KS
  Wichita, KS
  Scottsdale, AZ
• 2001-08-27 → 2017-12-13
  Sii Investments, Inc.
  Wichita, KS
  Wichita, KS

Other Businesses

1) BAXTER & ASSOCIATES, INC. POSITION: President NATURE: Entity for payroll & tax. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/1982 ADDRESS: 2103 N COLLECTIVE LANE, Wichita KS 67206, United States DESCRIPTION: President 2) RENTAL PROPERTY POSITION: owner NATURE: Rental property INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 12/01/2006 ADDRESS: 2103 N COLLECTIVE LANE, Wichita KS 67206, United States DESCRIPTION: Owner of Rental Property 3) AIR CAPITAL COSMOPOLITAN CLUB INT'L OF WICHITA POSITION: Past President/ Board member NATURE: Civic Group INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1996 ADDRESS: 301 N. Main St., Suite 1350, Wichita KS 67202, United States DESCRIPTION: Meet periodically for lunch and drinks and occasionally discuss fund raisers for Diabetes causes. 4) FIXED INSURANCE POSITION: Rep NATURE: Insurance rep INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/16/1976 ADDRESS: 2103 N COLLECTIVE LANE, Wichita KS 67206, United States DESCRIPTION: LTC, Fixed Life, ect 5) BAXCAP, LLC POSITION: owner NATURE: Rental property INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 12/01/2006 ADDRESS: 2103 N COLLECTIVE LANE, Wichita KS 67206, United States DESCRIPTION: Owner of Rental Property; Renting to Baxter & Associates, Inc. and an office to Reserve National Life Insurance, which does mainly health care programs. 6) DON & KAREN BAXTER POSITION: Owner NATURE: Other - rental of an individual home INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2015 ADDRESS: 317 Cain Road, Hot Springs AR 71913, United States DESCRIPTION: Collect rent 7) FIXED INSURANCE POSITION: Rep NATURE: Insurance rep INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/16/1976 ADDRESS: 2103 N COLLECTIVE LANE, Wichita KS 67206, United States DESCRIPTION: LTC, Fixed Life, ect 8. EAST Y'S MENS GROUP POSITION: Member NATURE: Civic Group that has fun and does fund raisers to benefit primarily the YMCA's in Wichita, KS. Fund raisers include selling Christmas Trees, a sporting clays shoot, and a Steak Feed. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2025 ADDRESS: 555 McLean Blvd; #303, Wichita KS 67203, United States DESCRIPTION: Participate in activities when I can.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-03
• S63 Uniform Securities Agent State Law Examination
  1983-08-09

Designations

• Certified Financial Planner

Other Names

• Don Baxter