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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-04-18 |
| MO | RA | APPROVED | 2016-11-07 |
Branch Locations
4971 Ne Goodview Circle, Suite A, Lee's Summit, MO 64064 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors Corporation | Overland Park | KS | 06/1998 | 11/2016 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2016 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2016 | Present |
1)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 100 HR/MO - 6/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2)SPORTS OFFICIAL, LEE'S SUMMIT, MO, 9/1997. NIR - 200 HR/YR - 0/TRADING. 3)WILLIAM RICHARD (RICK) HENKS DBA HENKS FINANCIAL GROUP, 4971 NE GOODVIEW CIRCLE, SUITE A, LEE'S SUMMIT, MO, 11/07/2016, Owner, Insurance/Benefits/Human Resources, INV REL - 30 HR/MO - 1/TRADING. 4)AUTHOR, LEE'S SUMMIT, MO, 10/2009 - WRITING OF FICTION AND NON-FICTION SHORT STORIES, POEMS, ESSAYS, AND MUSIC LYRICS. NIR - 10 HR/MO - 0/TRADING. 5)INDEPENDENCE SYMPHONY ORCHESTRA INC: DBA HERITAGE PHILHARMONIC, LEE'S SUMMIT, MO, AS BOARD MEMBER & OFFICER. NIR - 4 HR/MO - 0/TRADING. 6)DLB INVESTMENTS LC, 4971 NE GOODVIEW CIR, STE A, LEE'S SUMMIT, MO, 8/2001 AS MANAGING MEMBER OF FAMILY OWNERS LLC TO OWN FARMLAND AND OTHER INVESTMENTS. NIR - 6 HR/YR - 0/TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1980-05-17 |
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