Lloyd Rodman Woelfle

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Edina, MN
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Edina, MN

Other Businesses

Business Ownership; Woelfle-Notman, LLC; Co-owner; Manage Ameriprise Business; 8500 Normandale Lake Blvd, , Bloomington, MN, 55437; Investment-Related; 08/01/2023; 10 to 19 hours per month; 0 during trading hours / Woelfle-Notman, LLC; Co-owner; Manage Ameriprise Business; 8500 Normandale Lake Blvd, Suite 1070, Bloomington, MN, 55437; Investment-Related; 08/01/2023; 10 to 19 hours per month; 0 during trading hours / RDLP Corp; Co-owner; Holding company for office lease, equipment, and clerical staff.; 8500 Normandale Lake Blvd, , Bloomington, MN, 55437; Not Investment-Related; 01/01/2000; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Woelfle-Notman, LLC; Owner; Manage advisory business; 8500 Normandale Lake Blvd, Suite 1070, Edina, MN, 55437; Investment-Related; 08/01/2023; 60 hours per month; 60 during trading hours / RDLP Inc; Co-owner; Manage advisory business; 8500 Normandale Lake Blvd, Suite 1070, Bloomington, MN, 55437; Investment-Related; 01/01/2000; 0 hours per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-12-07
• S63 Uniform Securities Agent State Law Examination
  1981-09-29

Designations

• Certified Financial Planner