David Kenneth Sorensen

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1991 → Present
  Central Life Assurance Co
  Des Moines, IA
• 01/1991 → Present
  Amerus
  Des Moines, IA
• 12/1992 → Present
  Legacy Financial Associates
  Madison, WI
• 09/2009 → Present
  Business Enterprise Inst
  Denver, CO
• 01/2013 → 11/2016
  Cetera Advisor Networks Llc
  El Segundo, CA
• 11/2016 → 06/2024
  Securities America, Inc.
  Middleton, WI
• 11/2016 → 06/2024
  Securities America Advisors, Inc.
  Middleton, WI
• 06/2024 → Present
  Osaic Wealth, Inc.
  Middleton, WI
• 06/2024 → Present
  Osaic Wealth, Inc.
  Middleton, WI

Previous Registrations

• 2016-11-09 → 2024-06-14
  Securities America Advisors, Inc.
  Fitchburg, WI
  Middleton, WI
• 2010-04-01 → 2016-11-21
  Cetera Wealth Services, Llc
  Minnetonka, MN
  Madison, WI
• 1999-09-21 → 2010-04-22
  Ameritas Investment Company, Llc
  Lincoln, NE
  Cross Plains, WI
  Wooddale, IL
  Janesville, WI
  Roselle, IL
  Middleton, WI

Other Businesses

1) CENTER FOR EXIT PLANNING AND SUCCESSION, LLC POSITION: Managing Member NATURE: Succession Planning INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/10/2009 ADDRESS: 8500 Greenway Blvd., Ste 201Middleton, WI 53562 DESCRIPTION: Helping business owners clarify their business succession goals. Identify potential succession candidates. Assess their readiness for the next phase of their life, from a personal impact standpoint. Engage with Valuation professionals, Accountants, Attorneys, Business Consultants to develop a succession strategy. 2) LEGACY ADVISOR NETWORK, LTD. POSITION: Owner/President NATURE: Fixed Life Insurance and annuities INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 25 START DATE: 01/01/1991 ADDRESS: 8500 Greenway Blvd., Ste 201Middleton, WI 53562 DESCRIPTION: Life insurance needs analysis and implementation. 3) LEGACY TAX SERVICES POSITION: Marketer/data collection NATURE: Marketing tax preparation services INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 12/26/2016 ADDRESS: 8500 Greenway Blvd., Ste 201Middleton, WI 53562 DESCRIPTION: Will market tax preparation services as a part of firm's offerings 4) SORENSEN LAKE PROPERTIES, LLC POSITION: Limited Liability Member NATURE: Rental of lake property INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/22/2007 ADDRESS: 5941 Woods Edge Rd, Madison WI 53711 DESCRIPTION: Renting lake house 5) BESPOKE WEALTH POSITION: Financial Advisor NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 04/01/2026 ADDRESS: 444 Grandview Dr, Waunakee WI 53597, United States DESCRIPTION: Financial advising as an Osaic Wealth IAR and Registered Representative

Exams

• S63 Uniform Securities Agent State Law Examination
  1980-09-30

Designations

• Chartered Financial Consultant

Other Names

• Dave Sorensen