David Gerald Lampe

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1976 → Present
  Lfg, Inc
  Houston, TX
• 01/1997 → 08/2020
  Proequities, Inc.
  Houston, TX
• 01/2018 → Present
  (Dba) Mint Wealth Management
  Houston, TX
• 09/2020 → Present
  Royal Alliance Associates, Inc.
  Houston, TX

Previous Registrations

• 1997-01-02 → 2020-09-11
  Concourse Financial Group Securities, Inc.
  Houston, TX
  Houston, TX

Other Businesses

1. HAYNES BUILDING LLC; Not Investment Related; 12807 Haynes Road, Building H, Houston, TX 77066; Co-Founder/Principal; Start-12/2017; 0 HPM; Haynes Building LLC collects rent from our advisory business.// 2. MINT WEALTH MGMT,INC POSITION: Owner NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2019 ADDRESS: 12807 Haynes Road Building H, Houston TX 77066, United States DESCRIPTION: Life and Long care insurance needs 3. HAYNES BUILDING LLC POSITION: 50% Owner NATURE: Office Building we occupy INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 4 START DATE: 12/01/2018 ADDRESS: 12807 Haynes Rd Bldg H, Houston TX 77066, United States DESCRIPTION: Repair and Upkeep of Business Property

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-12-18
• S63 Uniform Securities Agent State Law Examination
  1993-07-01