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Frank Andrew Ammirato

Npa Asset Management, LLC

Fair Lawn, NJ

CRD 828317

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Employer firm

Npa Asset Management, LLC CRD 131534

$1.06B regulatory AUM 2,746 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • TACTICAL ASSET ALLOCATION

From the firm’s Form ADV. Read the guides:

Current Employers
Npa Asset Management, Llc

32-16 Broadway 2Nd Floor, Fair Lawn, NJ 07410 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-01-17
  • NJ RA
    APPROVED
    Since 2026-01-17

Branch Locations

32-16 Broadway 2Nd Floor, Fair Lawn, NJ 07410 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
The Old Beehive Com Jersey City NJ 01/1990 Present
Nationwide Planning Associates Paramus NJ 07/2003 Present
Npa Asset Management, Llc Paramus NJ 11/2004 Present
  • 01/1990 → Present
    The Old Beehive Com
    Jersey City, NJ
  • 07/2003 → Present
    Nationwide Planning Associates
    Paramus, NJ
  • 11/2004 → Present
    Paramus, NJ
Previous Registrations
  • 2004-11-18 → 2017-12-31
    Montvale, NJ
    Fair Lawn, NJ
  • 2002-07-02 → 2003-07-01
    Cuna Brokerage Services, Inc.
    Tnshp Of Wash, NJ
Other Businesses

1) FAA FINANCIAL CONSULTANT, TAX PREPARATION, NON INVESTMENT RELATED. 80 HRS/MONTH (FOR TWO MONTHS OF THE YEAR) NOT CONDUCTED DURING MARKET HOURS. 2)DUALLY REGISTERED WITH NPA ASSET MANAGEMENT (RIA) AND NATIONWIDE PLANNING ASSOCIATES INC. (AFFILIATED B/D), 32-16 BROADWAY, 2ND FLOOR, FAIR LAWN, NJ 07410, INVESTMENT RELATED, START DATE: 11/17/2004. INDEPENDENT INSURANCE AGENT THROUGH VARIOUS AGENCIES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-01-09
S63 Uniform Securities Agent State Law Examination 1995-06-27
  • S65 Uniform Investment Adviser Law Examination
    2001-01-09
  • S63 Uniform Securities Agent State Law Examination
    1995-06-27
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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