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Current Employers
Blueprint Financial Advisors

1100 Kenilworth Ave Suite 210, Charlotte, NC 28204 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-07-19
  • IL RA
    APPROVED
    Since 2022-07-19

Branch Locations

900 E 162Nd St., South Holland, IL 60473 • United States

1100 Kenilworth Ave Suite 210, Charlotte, NC 28204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bluegrass Capital Advisors, Llc S Holland IL 07/2011 Present
Private Client Services Louisville KY 06/2016 03/2017
Village Of South Holland South Holland IL 05/1990 Present
Blueprint Financial Advisors South Holland IL 07/2022 Present
  • 07/2011 → Present
    Bluegrass Capital Advisors, Llc
    S Holland, IL
  • 06/2016 → 03/2017
    Private Client Services
    Louisville, KY
  • 05/1990 → Present
    Village Of South Holland
    South Holland, IL
  • 07/2022 → Present
    South Holland, IL
Previous Registrations
  • 2011-08-18 → 2022-12-12
    Bluegrass Capital Advisors, Llc
    Louisville, KY
    South Holland, IL
Other Businesses

1) Trustee, Village of South Holland, IL. 16226 Wausau Ave South Holland, IL 60473. Oversee economic development and code enforcement departments. Non-investment related, approximately 10 hours/month, 1 during trading hrs.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-08-12
S63 Uniform Securities Agent State Law Examination 2000-07-14
  • S65 Uniform Investment Adviser Law Examination
    2011-08-12
  • S63 Uniform Securities Agent State Law Examination
    2000-07-14

View on SEC IAPD

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