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CRD 827902
Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-02-07 |
| SC | RA | APPROVED | 2019-03-04 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
Williamsville, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwn Securities Inc. | Palm Beach Gardens | FL | 07/2004 | Present |
GREAT LAKES FINANCIAL GROUP, INC POSITION: President. NATURE: Marketing company INVESTMENT RELATED: YES HOURS: 60 INVESTMENT RELATED HOURS: 0 START DATE: 01/05/2011 ADDRESS: 11 Flint Hill Ln. Landrum, SC 29356 DESCRIPTION: President. THE NORMAN A SCHOELL CHARITABLE FOUNDATION, INC POSITION: Director NATURE: foundation INVESTMENT RELATED: NO HOURS: 1 INVESTMENT RELATED HOURS: 0 START DATE: 06/15/2006 ADDRESS: 7 Corporate Center Court, Ste B, Greensboro, NC 27408 DESCRIPTION: Director. LIFE INSURANCE POSITION: Agent NATURE: LIFE INSURANCE, LONG TERM CARE INSURANCE, DISABILITY INSURANCE INVESTMENT RELATED: NO HOURS: 5 INVESTMENT RELATED HOURS: 0 START DATE: 07/01/1974 ADDRESS:11 Flint Hill Ln. Landrum, SC 29356 DESCRIPTION: Sales and service of life insurance. SECOR FAMILY ASSEMBLY Is Not Investment Related, Humanitarian Projects, Manager, 2022-03-01, 30 hours per month, 0 hours per month during trading hours, No Compensation Compensation, "As Manager of the organization, it will be my responsibility to review and approve projects brought to the group prior to funding and implementation." MUSICIAN POSITION: Musician NATURE: musician for hire INVESTMENT RELATED: NO HOURS: 1 INVESTMENT RELATED HOURS: 0 START DATE: 7/1/1970 ADDRESS:11 Flint Hill Ln. Landrum, SC 29356 DESCRIPTION: Play Bass Trombone in big bands.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 1980-03-22 |
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