Steven Edward Egan

Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2016-04-08
IL	RA	APPROVED	2003-01-03

LA RA
APPROVED

Since 2016-04-08
IL RA
APPROVED

Since 2003-01-03

Branch Locations

500 West Madison Suite 3800, Chicago, IL 60661 • United States

Riverside, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Fahnestock & Co. Inc.	New York	NY	01/2003	Present

01/2003 → Present

Fahnestock & Co. Inc.

New York, NY

Previous Registrations

1998-08-27 → 2003-01-03

Cibc World Markets Corp.

Chicago, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-09-27
S63	Uniform Securities Agent State Law Examination	1979-10-16

S65 Uniform Investment Adviser Law Examination

1993-09-27
S63 Uniform Securities Agent State Law Examination

1979-10-16

View on SEC IAPD

Employer firm

Current Employers

Oppenheimer & Co. Inc.

Disclosures

Employment History

Previous Registrations

Exams

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Nearby Investors

Nearby Offices

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