Eric Van Kaufman

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → Present
  Raymond James Financial Services Advisors Inc.
  New York, NY
• 01/2012 → Present
  Ve Capital Management, Llc
  New York, NY

Previous Registrations

• 2004-08-10 → 2012-02-03
  Rbc Capital Markets, Llc
  Denver, CO
  Denver, CO
  Greenwood Village, CO
  New York, NY
  New York, NY
• 1993-09-24 → 2004-08-20
  Ubs Financial Services Inc.
  Carmel, CA

Other Businesses

(1) CSG LLC Address: 15 Broad Street, New York, NY, 10005, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/01/2006 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Managing Member - This LLC has not had any activity for over 10 yrs. (2) VE Capital Management LLC Address: 48 Wall Street, Suite 1100, NY NY 10005, New York, NY, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/27/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of Support company (3) VE Capital Management LLC Address: 15 Broad St Apt 1110, New York, NY, 10005, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 03/16/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Introduced Client to Whole Life policy and Sales

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-06-10
• S63 Uniform Securities Agent State Law Examination
  1984-04-06