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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-02-23
  • TX RA
    APPROVED
    Since 2018-02-23

Branch Locations

2735 Wind River Lane Suite 152, Denton, TX 76210 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward D. Jones & Co., L.P. Denton TX 06/1976 02/2018
Raymond James Financial Services, Inc. Denton TX 02/2018 Present
Raymond James Financial Services Advisors, Inc. Denton TX 02/2018 Present
Previous Registrations
  • 2007-02-16 → 2018-02-20
    Denton, TX
    Cross Roads, TX
Other Businesses

(1)Name of Business: Action Printing and Copy Center Address: 2407 82nd St., Lubbock, TX, 79423, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 01/01/1989 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Passive investor/owner (2)Name of Business: Stevens Financial Services Address: 2735 Wind River Ln Ste 152, Denton, TX, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/15/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: co owner, 30% with Aaron Stevens, this is the DBA/Support co for our business operation at Raymond James

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-27
S63 Uniform Securities Agent State Law Examination 1979-11-13
  • S66 Uniform Combined State Law Examination
    2006-12-27
  • S63 Uniform Securities Agent State Law Examination
    1979-11-13
Other Names
  • Ike Stevens

View on SEC IAPD

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