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CRD 827154
Citizens Securities, Inc. CRD 39550
$12.9B regulatory AUM 60,545 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-06-11 |
| IL | RA | APPROVED | 2025-06-09 |
| NC | RA | APPROVED | 2025-05-14 |
| AK | RA | APPROVED | 2025-05-12 |
| NY | RA | APPROVED | 2025-05-08 |
| SC | RA | APPROVED | 2025-05-08 |
| VA | RA | APPROVED | 2025-05-08 |
| LA | RA | APPROVED | 2025-05-07 |
| FL | RA | APPROVED | 2025-05-06 |
| MN | RA | APPROVED | 2025-05-06 |
| NV | RA | APPROVED | 2025-05-06 |
| PR | RA | APPROVED | 2025-05-05 |
| PA | RA | APPROVED | 2025-04-30 |
| MT | RA | APPROVED | 2025-04-29 |
| NM | RA | APPROVED | 2025-04-25 |
| MS | RA | APPROVED | 2025-04-24 |
| AR | RA | APPROVED | 2025-04-23 |
| NH | RA | APPROVED | 2025-04-22 |
| SD | RA | APPROVED | 2025-04-22 |
| WI | RA | APPROVED | 2025-04-22 |
| CO | RA | APPROVED | 2025-04-21 |
| ND | RA | APPROVED | 2025-04-21 |
| OK | RA | APPROVED | 2025-04-21 |
| DE | RA | APPROVED | 2025-04-19 |
| IA | RA | APPROVED | 2025-04-18 |
| KY | RA | APPROVED | 2025-04-18 |
| MI | RA | APPROVED | 2025-04-18 |
| RI | RA | APPROVED | 2025-04-18 |
| WV | RA | APPROVED | 2025-04-18 |
| GA | RA | APPROVED | 2025-04-17 |
| ID | RA | APPROVED | 2025-04-17 |
| OR | RA | APPROVED | 2025-04-17 |
| AL | RA | APPROVED | 2025-04-16 |
| CA | RA | APPROVED | 2025-04-16 |
| CT | RA | APPROVED | 2025-04-16 |
| IN | RA | APPROVED | 2025-04-16 |
| KS | RA | APPROVED | 2025-04-16 |
| ME | RA | APPROVED | 2025-04-16 |
| NE | RA | APPROVED | 2025-04-16 |
| NJ | RA | APPROVED | 2025-04-16 |
| OH | RA | APPROVED | 2025-04-16 |
| TX | RA | APPROVED | 2025-04-16 |
| VT | RA | APPROVED | 2025-04-16 |
| WY | RA | APPROVED | 2025-04-16 |
Branch Locations
50 Tice Blvd Suite 317, Woodcliff Lake, NJ 07677 • United States
Wellington, FL • United States
One Lincoln Center 110 W Fayette St. Ste 1230, Ms: *Nys100, Syracuse, NY 13202 • United States
520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-04-16 |
| TX | RA | APPROVED | 2025-04-16 |
Branch Locations
Wellington, FL • United States
50 Tice Blvd, Suite 317, Woodcliff Lake, NJ 07677 • United States
520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services, Inc. | Paramus | NJ | 05/2007 | 08/2019 |
| First Republic Securities Company, Llc | Paramus | NJ | 08/2019 | 10/2023 |
| First Republic Investment Management, Inc. | Paramus | NJ | 08/2019 | 10/2023 |
| J.P. Morgan Securities Llc | Paramus | NJ | 09/2023 | 04/2025 |
| Jp Morgan Chase Bank, N.A. | Paramus | NJ | 10/2023 | 04/2025 |
| Citizens Securities, Inc. | Woodcliff Lake | NJ | 04/2025 | Present |
| Citizens Private Wealth | Woodcliff Lake | NJ | 04/2025 | Present |
CREDIT SHELTER TRUST U/W/O CHERYL R. KAUFMAN-INVESTING-1 HR. PER MONTH-OWNER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 1979-09-27 |
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