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William Joseph Richardson

Commonwealth Financial Network

Sandwich, MA

Avon, CT

Simsbury, CT

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2006-10-20
MA RA APPROVED 2006-10-18
  • CT RA
    APPROVED
    Since 2006-10-20
  • MA RA
    APPROVED
    Since 2006-10-18

Branch Locations

Sandwich, MA • United States

195 West Main Street Suite 25, Avon, CT 06001 • United States

Simsbury, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 10/2006 Present
Hutchinson Financial Services, Llc Avon CT 01/2015 Present
Previous Registrations
Other Businesses

FIXED INSURANCE SALES AT BRANCH LOCATION, INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-01-31
S63 Uniform Securities Agent State Law Examination 1995-01-30
  • S65 Uniform Investment Adviser Law Examination
    1995-01-31
  • S63 Uniform Securities Agent State Law Examination
    1995-01-30
Other Names
  • Bill Richardson

View on SEC IAPD

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