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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 1999-01-01 |
Branch Locations
6919 Chancellor Dr Ste A, Cedar Falls, IA 50613-6926 • United States
Waverly, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Cedar Falls | IA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Cedar Falls | IA | 03/2020 | Present |
Real Estate Ownership; Lot/Land; Approximately 2 1/2 acres of raw land desert property in Lancast, ,; Not Investment-Related; 01/01/1960. Outside Employment; K & S Operations LLC; I simply receive income from this entity as part of an approved compensation sharing agreement. I have no ownership or any other responsibility related to K & S Operations LLC.; Manage advisory business; 6919 Chancellor Drive, Suite A, Cedar Falls, IA, 50613; Investment-Related; 11/02/2202; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-02-10 |
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