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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2025-02-11 |
| CA | RA | APPROVED | 2025-02-07 |
| TX | RA | APPROVED_RES | 2025-02-07 |
Branch Locations
Carson City, NV • United States
1999 Avenue Of The Stars Ste 2200, Los Angeles, CA 90067 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Century City | CA | 06/2015 | 02/2025 |
| Wells Fargo Clearing Services, Llc. | Los Angeles | CA | 02/2025 | Present |
NAME OF OTHER BUSINESS: Donovan & Bank Foundation / INVESTMENT RELATED?: N/ ADDRESS: 7409 HAMMERSLEY RD/ NATURE OF THE BUSINESS: Charity, Counselling and mentorship for veterans / POSITION: Advisor / DUTIES: Advisor or advisory group member if advice given may influence an officer/board. Semi-annual teleconference meeting / START DATE: 11/01/22/ HOURS DEVOTED TO BUSINESS: _NA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 1980-12-23 |
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