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Kenneth John Leach

Newedge Advisors

New Orleans, LA

Jupiter, FL

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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APP_PEND_IARCE 2026-01-01
ME RA APPROVED 2021-11-01
TX RA APPROVED_RES 2021-11-01
  • FL RA
    APP_PEND_IARCE
    Since 2026-01-01
  • ME RA
    APPROVED
    Since 2021-11-01
  • TX RA
    APPROVED_RES
    Since 2021-11-01

Branch Locations

858 Camp Street, New Orleans, LA 70130 • United States

1001 Us Highway 1 Suite 101, Jupiter, FL 33477 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial Yes
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mid Atlantic Capital Corporation Pittsburgh PA 01/2007 09/2020
Mid Atlantic Financial Management Pittsburgh PA 01/2007 11/2021
Newedge Advisors, Llc. New Orleans LA 11/2021 Present
  • 01/2007 → 09/2020
    Mid Atlantic Capital Corporation
    Pittsburgh, PA
  • 01/2007 → 11/2021
    Mid Atlantic Financial Management
    Pittsburgh, PA
  • 11/2021 → Present
    Newedge Advisors, Llc.
    New Orleans, LA
Previous Registrations
  • 2007-01-12 → 2021-11-01
    Mid Atlantic Financial Management, Inc.
    Jupiter, FL
    Jupiter, FL
    Greenville, ME
    Pittsburgh, PA
    Greenville, ME
  • 2003-07-01 → 2007-01-16
    Wells Fargo Clearing Services, Llc
    Stuart, FL
    Stuart, FL
  • 1997-01-03 → 2003-07-01
    Prudential Equity Group, Llc
    Stuart, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-12-10
S63 Uniform Securities Agent State Law Examination 1988-03-15
  • S65 Uniform Investment Adviser Law Examination
    1992-12-10
  • S63 Uniform Securities Agent State Law Examination
    1988-03-15
Other Names
  • Kenneth J Leach

View on SEC IAPD

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