Louis Armand Rodriguez Nader

Current Employers

Fsam Llc

1720 Windward Concourse Suite 115, Alpharetta, GA 30005 • United States

Current Registrations

Authority	Category	Status	Date
PR	RA	APPROVED	2021-11-16

PR RA
APPROVED

Since 2021-11-16

Branch Locations

Gam Tower 2 Tabonuco Street, Suite 200, Guaynabo, PR 00968 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Santander Securities	San Juan	PR	03/1999	01/2018
Herbert J. Sims & Co. Inc.	Guaynabo	PR	01/2018	10/2021
Herbert J. Sims Capital Management	Guaynabo	PR	01/2018	10/2021
First Southern, Llc	Guaynabo	PR	10/2021	Present
Fsam Llc	Alpharetta	GA	10/2021	Present

03/1999 → 01/2018

Santander Securities

San Juan, PR
01/2018 → 10/2021

Herbert J. Sims & Co. Inc.

Guaynabo, PR
01/2018 → 10/2021

Herbert J. Sims Capital Management

Guaynabo, PR
10/2021 → Present

First Southern, Llc

Guaynabo, PR
10/2021 → Present

Fsam Llc

Alpharetta, GA

Previous Registrations

2018-02-05 → 2021-10-07

Herbert J. Sims Capital Management, Inc.

Guaynabo, PR

Fairfield, CT
2010-03-23 → 2018-02-12

Santander Securities Llc

San Juan, PR

Guaynabo, PR

Hato Rey, PR

Humacao, PR

Juncos, PR

Guaynabo, PR

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-10-05
S63	Uniform Securities Agent State Law Examination	1991-02-02

S65 Uniform Investment Adviser Law Examination

1996-10-05
S63 Uniform Securities Agent State Law Examination

1991-02-02

Other Names

Louis Armand Rodriguez
Louis A Rodriguez Nader
Louis Armand Rodriguez
Louis Armando Rodriguez Nader

View on SEC IAPD