Gregory Gordon James

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2003 → 11/2021
  Cantella&Co Inc
  Boston, MA
• 11/2021 → 12/2022
  Cantella & Co Inc
  Evergreen, CO
• 12/2022 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 12/2022 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 12/2003 → 06/2023
  Cantella & Co., Inc.
  Malden, MA

Previous Registrations

• 2004-01-28 → 2023-06-01
  Cantella & Co., Inc.
  Evergreen, CO
  Malden, MA
• 1999-01-01 → 2003-12-04
  Raymond James Financial Services, Inc.
  Littleton, CO

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 12/2022, AS ADVISORY REP OF AN RIA, INV REL, 80 HR/MO, 40 HR/MO TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2004-08-02
• S63 Uniform Securities Agent State Law Examination
  1980-04-02