Richard Marc Gordon

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → Present
  J.P. Morgan Securities Llc
  Chicago, IL
• 09/2015 → Present
  Jpmorgan Chase Bank Na
  Chicago, IL

Previous Registrations

• 2003-07-01 → 2015-09-08
  Wells Fargo Clearing Services, Llc
  Chicago, IL
  Chicago, IL
• 1998-01-22 → 2003-07-01
  Prudential Equity Group, Llc
  Chicago, IL

Other Businesses

Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-01-29
• S63 Uniform Securities Agent State Law Examination
  1980-02-29