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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-12-14
LA RA APPROVED 2015-09-18
NC RA APPROVED 2015-09-09
IL RA APPROVED 2015-09-03
OH RA APPROVED 2015-09-03
TX RA APPROVED 2015-09-03
  • FL RA
    APPROVED
    Since 2020-12-14
  • LA RA
    APPROVED
    Since 2015-09-18
  • NC RA
    APPROVED
    Since 2015-09-09
  • IL RA
    APPROVED
    Since 2015-09-03
  • OH RA
    APPROVED
    Since 2015-09-03
  • TX RA
    APPROVED
    Since 2015-09-03

Branch Locations

1450 Brickell Avenue 15Th Floor, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Chicago IL 09/2015 Present
Jpmorgan Chase Bank Na Chicago IL 09/2015 Present
Previous Registrations
Other Businesses

Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-29
S63 Uniform Securities Agent State Law Examination 1980-02-29
  • S65 Uniform Investment Adviser Law Examination
    1998-01-29
  • S63 Uniform Securities Agent State Law Examination
    1980-02-29

View on SEC IAPD

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