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Current Employers
Integrity Alliance, Llc.

4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-04-22
  • GA RA
    APPROVED
    Since 2022-04-22

Branch Locations

1412 Russell Parkway Suite C, Warner Robins, GA 31088 • United States

1398 Sw 160Th Av Ste 503, Weston, FL 33326 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
D.H. Hill Securities, Lllp Humble TX 02/2015 11/2017
D.H. Hill Advisors, Inc. Kingwood TX 06/2017 11/2017
Cambridge Investment Research, Inc. Fairfield IA 01/2018 02/2019
Cambridge Investment Research Adviors, Inc. Fairfield IA 01/2018 02/2019
Independent Financial Group Warner Robins GA 02/2019 09/2020
Self Dba Retire By Design Warner Robins GA 07/2013 Present
Kovack Securities, Inc. Fort Lauderdale FL 10/2020 03/2022
Kovack Advisors, Inc. Fort Lauderdale FL 10/2020 03/2022
Integrity Alliance, Llc Warner Robins GA 04/2022 Present
  • 02/2015 → 11/2017
    D.H. Hill Securities, Lllp
    Humble, TX
  • 06/2017 → 11/2017
    D.H. Hill Advisors, Inc.
    Kingwood, TX
  • 01/2018 → 02/2019
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 01/2018 → 02/2019
    Cambridge Investment Research Adviors, Inc.
    Fairfield, IA
  • 02/2019 → 09/2020
    Independent Financial Group
    Warner Robins, GA
  • 07/2013 → Present
    Self Dba Retire By Design
    Warner Robins, GA
  • 10/2020 → 03/2022
    Kovack Securities, Inc.
    Fort Lauderdale, FL
  • 10/2020 → 03/2022
    Fort Lauderdale, FL
  • 04/2022 → Present
    Warner Robins, GA
Previous Registrations
Other Businesses

1) RetireByDesign; investment related; 1412 Russell Parkway, Suite C, Warmer Robins, GA, 31088; DBA for securities business; owner, 01/02/2012; 160 hours per month, 120 hours per securities hours; Sales and Service 2) Insurance agent; not investment related; 1412 Russell Parkway, Suite C, Warmer Robins, GA, 31088; Insurance agent; 06/01/1975; 11 hours per month, 8 hours per securities hours; Sales of insurance products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-05-13
S63 Uniform Securities Agent State Law Examination 1982-04-08
  • S65 Uniform Investment Adviser Law Examination
    2017-05-13
  • S63 Uniform Securities Agent State Law Examination
    1982-04-08
Other Names
  • Raymond Leslie Hammock
  • Les Hammock
  • Raymond L Hammock
  • Leslie Hammock
  • R. Leslie Hammock
  • Raymond Leslie Hammock

View on SEC IAPD

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