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Integrity Alliance, LLC. CRD 139627
$5.41B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-04-22 |
Branch Locations
1412 Russell Parkway Suite C, Warner Robins, GA 31088 • United States
1398 Sw 160Th Av Ste 503, Weston, FL 33326 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D.H. Hill Securities, Lllp | Humble | TX | 02/2015 | 11/2017 |
| D.H. Hill Advisors, Inc. | Kingwood | TX | 06/2017 | 11/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2018 | 02/2019 |
| Cambridge Investment Research Adviors, Inc. | Fairfield | IA | 01/2018 | 02/2019 |
| Independent Financial Group | Warner Robins | GA | 02/2019 | 09/2020 |
| Self Dba Retire By Design | Warner Robins | GA | 07/2013 | Present |
| Kovack Securities, Inc. | Fort Lauderdale | FL | 10/2020 | 03/2022 |
| Kovack Advisors, Inc. | Fort Lauderdale | FL | 10/2020 | 03/2022 |
| Integrity Alliance, Llc | Warner Robins | GA | 04/2022 | Present |
1) RetireByDesign; investment related; 1412 Russell Parkway, Suite C, Warmer Robins, GA, 31088; DBA for securities business; owner, 01/02/2012; 160 hours per month, 120 hours per securities hours; Sales and Service 2) Insurance agent; not investment related; 1412 Russell Parkway, Suite C, Warmer Robins, GA, 31088; Insurance agent; 06/01/1975; 11 hours per month, 8 hours per securities hours; Sales of insurance products
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 1982-04-08 |
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