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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-07-17
  • OH RA
    APPROVED
    Since 2026-07-17

Branch Locations

Dublin, OH • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Johanssen Financial Services Dublin OH 10/2013 Present
Voya Financial Advisors, Inc. Columbus OH 09/2014 11/2016
Ohio National Financial Services Cincinnati OH 11/2016 12/2018
The O.N. Equity Sales Company Cincinnati OH 11/2016 12/2018
World Choice Securities, Inc Columbus OH 12/2018 07/2026
World Choice Securities, Inc. Columbus OH 12/2018 07/2026
Lpl Financial Llc Dublin OH 07/2026 Present
Previous Registrations
Other Businesses

1. 07/2026 - Johanssen Financial Services - Non-Variable Insurance - Inv Related – 8 Hour(s)/Month – 8 Hour(s) During Trading – Dublin, OH, 43016 – OBA Start Date: 12/24/1975 2. 07/2026 - Johanssen Financial Services - DBA for LPL Business (entity for LPL business) - Inv Related – 152 Hour(s)/Month – 8 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 7/16/2026

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-12-30
S63 Uniform Securities Agent State Law Examination 1985-10-30
  • S65 Uniform Investment Adviser Law Examination
    1998-12-30
  • S63 Uniform Securities Agent State Law Examination
    1985-10-30
Designations

View on SEC IAPD

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