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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-07-28 |
| VA | RA | APPROVED | 2015-12-14 |
Branch Locations
1481 Carl D Silver Pkwy, Fredericksburg, VA 22401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Lorton | VA | 12/2015 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lorton | VA | 12/2015 | Present |
I*1857296Entity Type: HOAName of OBA: Hunter's Pond HOAAddress: Stafford, Virginia, 22556Investment Related: NoPosition, Title, Association: TreasurerEmployee Start Date: 06/15/2024No Hours: 4No Hours during trading: 0Duties: HOA board member, treasurer with no access to funds. its all managed by landmarc mgmt company I*3497265, Entity Type: , Name of OBA: A S TTEE S S TTEE U/A DTD 09/04/2024 , Address: stafford, Virginia, 22556, Investment Related: N, Position, Title, Association: Trustee, Employee Start Date: 10/01/2024, No Hours: 10 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-03 |
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