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James Douglas Burney

Stifel, Nicolaus & Company, Incorporated

Indianapolis, IN

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-07-30
IN RA APPROVED 2002-07-31
  • TX RA
    APPROVED_RES
    Since 2019-07-30
  • IN RA
    APPROVED
    Since 2002-07-31

Branch Locations

8900 Keystone Crossing Suite 300, Indianapolis, IN 46240 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Indianapolis IN 07/2002 Present
  • 07/2002 → Present
    Stifel Nicolaus & Co Inc
    Indianapolis, IN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-12-22
S63 Uniform Securities Agent State Law Examination 1984-01-31
  • S65 Uniform Investment Adviser Law Examination
    1992-12-22
  • S63 Uniform Securities Agent State Law Examination
    1984-01-31
Other Names
  • J. Douglas Burney

View on SEC IAPD

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