William James Carver

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2009-06-01

NE RA
APPROVED

Since 2009-06-01

Branch Locations

13625 California Street Suite 400, Omaha, NE 68154 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	Omaha	NE	07/1993	Present
Morgan Stanley Smith Barney	Omaha	NE	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

07/1993 → Present

Citigroup Global Markets Inc.

Omaha, NE
06/2009 → Present

Morgan Stanley Smith Barney

Omaha, NE
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

1997-10-28 → 2009-06-01

Citigroup Global Markets Inc.

Omaha, NE

Omaha, NE

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1979-07-12

S63 Uniform Securities Agent State Law Examination

1979-07-12

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

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