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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-11-03 |
| CA | RA | APPROVED | 2023-11-03 |
| CO | RA | APPROVED | 2023-11-03 |
| FL | RA | APPROVED | 2023-11-03 |
| TX | RA | APPROVED_RES | 2023-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Coordinated Financial Services Ltd | Phoenix | AZ | 02/1985 | Present |
| Fsc Securities Corporation | Glendale | AZ | 04/1985 | 11/2023 |
| Osaic Wealth, Inc. | Glendale | AZ | 11/2023 | Present |
1. THOMAS M JOYCE, NO, 7002 W AURORA DRIVE, Glendale, AZ 85308; AGENT, 7/1975, 2HRS/MONTH, 0HRS DT, INSURANCE AND ANNUITY. 2. THOMAS M JOYCE POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 07/01/1975 ADDRESS: 7002 W Aurora Drive Glendale, AZ 85308, Glendale AZ 85308, United States DESCRIPTION: Insurance Sales 3. COORDINATED FINANCIAL SERVICES POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1978 ADDRESS: 7002 W Aurora Drive, Glendale AZ 85308, United States DESCRIPTION: Just A DBA
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-03-17 |
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