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Thomas Michael Joyce

Osaic Wealth, Inc.

Glendale, AZ

CRD 824965

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-11-03
CA RA APPROVED 2023-11-03
CO RA APPROVED 2023-11-03
FL RA APPROVED 2023-11-03
TX RA APPROVED_RES 2023-11-03
  • AZ RA
    APPROVED
    Since 2023-11-03
  • CA RA
    APPROVED
    Since 2023-11-03
  • CO RA
    APPROVED
    Since 2023-11-03
  • FL RA
    APPROVED
    Since 2023-11-03
  • TX RA
    APPROVED_RES
    Since 2023-11-03

Branch Locations

Glendale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Coordinated Financial Services Ltd Phoenix AZ 02/1985 Present
Fsc Securities Corporation Glendale AZ 04/1985 11/2023
Osaic Wealth, Inc. Glendale AZ 11/2023 Present
  • 02/1985 → Present
    Coordinated Financial Services Ltd
    Phoenix, AZ
  • 04/1985 → 11/2023
    Fsc Securities Corporation
    Glendale, AZ
  • 11/2023 → Present
    Glendale, AZ
Previous Registrations
  • 1989-05-31 → 2023-11-03
    Fsc Securities Corporation
    Glendale, AZ
Other Businesses

1. THOMAS M JOYCE, NO, 7002 W AURORA DRIVE, Glendale, AZ 85308; AGENT, 7/1975, 2HRS/MONTH, 0HRS DT, INSURANCE AND ANNUITY. 2. THOMAS M JOYCE POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 07/01/1975 ADDRESS: 7002 W Aurora Drive Glendale, AZ 85308, Glendale AZ 85308, United States DESCRIPTION: Insurance Sales 3. COORDINATED FINANCIAL SERVICES POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1978 ADDRESS: 7002 W Aurora Drive, Glendale AZ 85308, United States DESCRIPTION: Just A DBA

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-03-17
  • S63 Uniform Securities Agent State Law Examination
    1983-03-17
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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