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Brian Thomas Wall

LPl Financial LLC

Overland Park, KS

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2020-05-08
TX RA APPROVED 2020-04-27
  • KS RA
    APPROVED
    Since 2020-05-08
  • TX RA
    APPROVED
    Since 2020-04-27

Branch Locations

6240 W 135Th St Ste 205, Overland Park, KS 66223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Overland Park KS 06/2012 04/2020
Lpl Financial, Llc Overland Park KS 04/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-18
S63 Uniform Securities Agent State Law Examination 1987-03-11
  • S66 Uniform Combined State Law Examination
    2012-09-18
  • S63 Uniform Securities Agent State Law Examination
    1987-03-11

View on SEC IAPD

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Other Offices

MARINER · OVERLAND PARK, KS
MARINER INDEPENDENT · OVERLAND PARK, KS
MARINER WEALTH · OVERLAND PARK, KS
MARINER · OVERLAND PARK,, KS
PCG WEALTH MANAGEMENT · OVERLAND PARK, KS
MARINER ADVISOR NETWORK · OVERLAND PARK, KS
ASPEN PRIVATE CREDIT MANAGER, LLC · OVERLAND PARK, KS
AMERIPRISE FINANCIAL SERVICES, LLC · Overland Park, KS

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