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John Cleveland Knox

Advisory Services Network

Atlanta, GA

Falmouth, ME

CRD 824859

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Employer firm

Advisory Services Network CRD 146051

$10.6B regulatory AUM 49 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Advisory Services Network

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2023-01-10
TX RA APPROVED_RES 2016-02-10
ME RA APPROVED 2013-05-29
  • NH RA
    APPROVED
    Since 2023-01-10
  • TX RA
    APPROVED_RES
    Since 2016-02-10
  • ME RA
    APPROVED
    Since 2013-05-29

Branch Locations

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Falmouth, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advisory Services Network, Llc Atlanta GA 05/2013 Present
  • 05/2013 → Present
    Advisory Services Network, Llc
    Atlanta, GA
Previous Registrations
  • 2002-10-30 → 2013-01-30
    H.M. Payson
    Portland, ME
    Portland, ME
    Portland, ME
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-01-06
  • S63 Uniform Securities Agent State Law Examination
    1992-01-06
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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