Theodore C Schaefer

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-07-13
AL	RA	APPROVED	2022-12-14

Branch Locations

569 Brookwood Vlg, Birmingham, AL 35209 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Athens	GA	07/2006	06/2021
Bank Of America, N.A	Athens	GA	04/2013	06/2021
Wells Fargo Bank, Na	Birmingham	AL	06/2021	10/2022
Wells Fargo Clearing Services, Llc	Birmingham	AL	06/2021	10/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Birmingham	AL	10/2022	Present

07/2006 → 06/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Athens, GA
04/2013 → 06/2021

Bank Of America, N.A

Athens, GA
06/2021 → 10/2022

Wells Fargo Bank, Na

Birmingham, AL
06/2021 → 10/2022

Wells Fargo Clearing Services, Llc

Birmingham, AL
10/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Birmingham, AL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-10-05