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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2018-04-10 |
Branch Locations
43155 Main St Ste 2200A, Novi, MI 48375 • United States
Hessel, MI • United States
Grosse Point Farms, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wunderlich Securities, Inc. | Memphis | TN | 03/2009 | 03/2018 |
| Ameriprise Financial Services Inc | Novi | MI | 03/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Novi | MI | 03/2020 | Present |
Board of Directors; saint paul luthern church; secretary; 375 lothrop, , grosse pointe farms, MI, 48236; Investment-Related; 10/01/2019; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 1979-12-06 |
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