Dennis Carleton Wells

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2004 → Present
  Raymond James Financial Services, Inc.
  Severna Park, MD
• 04/1984 → 12/2016
  Omni Telecom, Inc.
  Severna Park, MD
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Severna Park, MD

Other Businesses

(1)Name of Business: Sentinels Financial Group Address: 24401 Terzetto Ln #103, Bonita Springs, FL, 34134, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 02/19/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: No role at all (2)Name of Business: WCI Capital Corporation Address: 24401 Teretto Lane, #103, Bonita Springs, FL, 34134, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/05/2004 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: owner of support Company

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-11-01
• S63 Uniform Securities Agent State Law Examination
  1982-12-04