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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-07-28 |
| PA | RA | APPROVED | 2019-07-30 |
| MD | RA | APPROVED | 2018-11-02 |
Branch Locations
1965 Greenspring Drive Ste 202, Timonium, MD 21093 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Allentown | PA | 08/1997 | 11/2018 |
| Osaic Wealth, Inc. | Timonium | MD | 11/2018 | Present |
| Smith&Hoffman Financial Associates - Fixed Insurance | Timonium | MD | 12/2023 | Present |
1. RENTAL PROPERTY OWNER POSITION: OWNER NATURE: SOLE PROPRIETOR INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2006 ADDRESS: 1843 LAUREL RIDGE DR, PARKTON MD 21093, United States DESCRIPTION: NONE 2. SMITH & HOFFMAN FINANCIAL ASSOCIATES POSITION: INVESTMENT ADVISOR REPRESENTATIVE NATURE: SOLE PROPRIETORSHIP INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 12/15/2023 ADDRESS: 1965 GREENSPRING DR, SUITE202, TIMONIUM MD 21093, United States DESCRIPTION: SALES/MARKETING OFSECURITIES,INVESTMENTADVISORY AND INSURANCE PRODUCTS 3. SMITH&HOFFMAN FINANCIAL ASSOCIATES - FIXED INSURANCE POSITION: CLU. ChFC, NATURE: SOLE PROPRIETOR INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 12/15/2023 ADDRESS: 1965 GREENSPRING DR, SUITE 202, TIMONIUM MD 21093, United States DESCRIPTION: SALES / MARKETING OF FIXWD ANNUITIES AND NON-VARIABLE INSURANCE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 1989-12-05 |
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