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John Thomas Hoffman

Osaic Wealth, Inc.

Timonium, MD

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-07-28
PA RA APPROVED 2019-07-30
MD RA APPROVED 2018-11-02
  • FL RA
    APPROVED
    Since 2023-07-28
  • PA RA
    APPROVED
    Since 2019-07-30
  • MD RA
    APPROVED
    Since 2018-11-02

Branch Locations

1965 Greenspring Drive Ste 202, Timonium, MD 21093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. Allentown PA 08/1997 11/2018
Osaic Wealth, Inc. Timonium MD 11/2018 Present
Smith&Hoffman Financial Associates - Fixed Insurance Timonium MD 12/2023 Present
  • 08/1997 → 11/2018
    Signator Investors, Inc.
    Allentown, PA
  • 11/2018 → Present
    Timonium, MD
  • 12/2023 → Present
    Smith&Hoffman Financial Associates - Fixed Insurance
    Timonium, MD
Previous Registrations
  • 1999-07-29 → 2018-11-02
    Signator Investors, Inc.
    Timonium, MD
    Towson, MD
Other Businesses

1. RENTAL PROPERTY OWNER POSITION: OWNER NATURE: SOLE PROPRIETOR INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2006 ADDRESS: 1843 LAUREL RIDGE DR, PARKTON MD 21093, United States DESCRIPTION: NONE 2. SMITH & HOFFMAN FINANCIAL ASSOCIATES POSITION: INVESTMENT ADVISOR REPRESENTATIVE NATURE: SOLE PROPRIETORSHIP INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 12/15/2023 ADDRESS: 1965 GREENSPRING DR, SUITE202, TIMONIUM MD 21093, United States DESCRIPTION: SALES/MARKETING OFSECURITIES,INVESTMENTADVISORY AND INSURANCE PRODUCTS 3. SMITH&HOFFMAN FINANCIAL ASSOCIATES - FIXED INSURANCE POSITION: CLU. ChFC, NATURE: SOLE PROPRIETOR INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 12/15/2023 ADDRESS: 1965 GREENSPRING DR, SUITE 202, TIMONIUM MD 21093, United States DESCRIPTION: SALES / MARKETING OF FIXWD ANNUITIES AND NON-VARIABLE INSURANCE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-08
S63 Uniform Securities Agent State Law Examination 1989-12-05
  • S65 Uniform Investment Adviser Law Examination
    1999-02-08
  • S63 Uniform Securities Agent State Law Examination
    1989-12-05
Designations
Other Names
  • Tom Hoffman

View on SEC IAPD

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