Floyd Thomas Bernard

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2011 → 12/2016
  Institutional Securities Corp
  Dallas, TX
• 12/2016 → 05/2024
  Concourse Financial Group Securities Inc
  Baton Rouge, LA
• 11/2009 → 09/2017
  Pinnacle Planning Solutions Llc
  Baton Rouge, LA
• 10/2017 → Present
  (Dba) Benchmark Wealth Advisory Llc
  Baton Rouge, LA
• 05/2024 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 05/2024 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 01/1976 → Present
  Tommy Bernard, Clu
  Baton Rouge, LA

Previous Registrations

• 2016-12-16 → 2024-05-24
  Concourse Financial Group Securities, Inc.
  Baton Rouge, LA
  Birmingham, AL
  Baton Rouge, LA
  Baton Rouge, LA
• 2013-03-26 → 2016-12-16
  Isc Advisors, Inc.
  Dallas, TX
  Baton Rouge, LA
• 2011-08-04 → 2013-12-31
  Institutional Securities Corporation
  Dallas, TX
  Baton Rouge, LA
• 2009-09-18 → 2011-07-05
  Choice Advisory Group, Inc.
  Austin, TX
• 2007-02-14 → 2008-10-10
  Level Four Financial, Llc
  Dallas, TX
  Baton Rouge, LA
  Baton Rouge, LA

Other Businesses

1) RENTAL PROPERTY, BATON ROUGE LA 70808, 06/2011, OWNER, REAL ESTATE, NIR, 2 HR/MO - 2 HR/MO TRADING. 2) TOMMY BERNARD, CLU, 9026 JEFFERSON HWY, SUITE 103, BATON ROUGE LA 70809, 01/1976, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 10 HR/MO - 10 HR/MO TRADING. 3) FUTURE SYSTEM, LLC, 9026 JEFFERSON HWY, SUITE 103, BATON ROUGE LA 70809, 03/2005, MEMBER, ESTATE PLANNING SOFTWARE/ACTUARIAL MODEL, NIR, 0 HR/MO - 0 HR/MO TRADING. 4) RENTAL PROPERTY, BATON ROUGE LA 70808, 06/2011, OWNER, REAL ESTATE, NIR, 2 HR/MO - 2 HR/MO TRADING. 5) PERSONAL LLCS, 9026 JEFFERSON HWY, SUITE 103, BATON ROUGE LA 70809, 03/2004, MEMBER, FOOTBALL TICKETS/PARKING PASS, NIR, 0 HR/MO - 0 HR/MO TRADING. 6) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 05/01/2024 7) BENCHMARK OWNER ADVISORY, LLC, 9026 Jefferson Hwy, Suite 103, Baton Rouge LA 70809, United States, 02/24/2025, Owner, Consulting/Coaching, NIR, 15 HR/MO - 15 HR/MO TRADING

Exams

• S63 Uniform Securities Agent State Law Examination
  2026-02-19
• S65 Uniform Investment Adviser Law Examination
  2007-02-09

Designations

• Chartered Financial Consultant

Other Names

• Tommy Bernard
• Floyd Thomas Bernard
• Floyd Thomas Bernard