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Stephen Lee Enoch

Integrity Alliance, LLC.

Nashville, TN

CRD 823163

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Employer firm

Integrity Alliance, LLC. CRD 139627

$5.41B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Integrity Alliance, Llc.

4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-11-03
  • TN RA
    APPROVED
    Since 2025-11-03

Branch Locations

Nashville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Highland Capital Brokerage Birmingham AL 01/2012 12/2021
Investacorp, Inc Miami FL 01/2016 07/2020
Securities America, Inc. Birmingham AL 07/2020 12/2021
Securities America Advisors, Inc. Birmingham AL 07/2020 12/2021
Independent Insurance Agent Nashville TN 12/2021 Present
Private Client Services Covington KY 05/2023 11/2023
Lion Street Financial Nashville TN 11/2023 Present
Lion Street Advisors Nashville TN 11/2023 Present
Integrity Alliance, Llc. Nashville TN 11/2025 Present
Integrity Alliance, Llc. Nashville TN 11/2025 Present
  • 01/2012 → 12/2021
    Highland Capital Brokerage
    Birmingham, AL
  • 01/2016 → 07/2020
    Investacorp, Inc
    Miami, FL
  • 07/2020 → 12/2021
    Securities America, Inc.
    Birmingham, AL
  • 07/2020 → 12/2021
    Securities America Advisors, Inc.
    Birmingham, AL
  • 12/2021 → Present
    Independent Insurance Agent
    Nashville, TN
  • 05/2023 → 11/2023
    Private Client Services
    Covington, KY
  • 11/2023 → Present
    Lion Street Financial
    Nashville, TN
  • 11/2023 → Present
    Lion Street Advisors
    Nashville, TN
  • 11/2025 → Present
    Nashville, TN
  • 11/2025 → Present
    Nashville, TN
Previous Registrations
  • 2023-11-20 → 2025-11-03
    Lion Street Advisors, Llc
    Nashville, TN
    Austin, TX
  • 2020-07-17 → 2021-12-22
    Securities America Advisors, Inc.
    Birmingham, AL
  • 2016-01-27 → 2020-07-17
    Investacorp Advisory Services Inc
    Atlanta, GA
  • 2015-02-12 → 2015-12-31
    Kestra Investment Services, Llc
    Atlanta, GA
    Atlanta, GA
  • 2014-07-21 → 2014-12-09
    Divergent Asset Advisors, Llc
    Atlanta, GA
  • 2012-01-24 → 2014-10-24
    Kestra Investment Services, Llc
    Atlanta, GA
    Atlanta, GA
  • 2008-05-22 → 2011-12-31
    Truist Investment Services, Inc.
    Nashville, TN
    Atlanta, GA
    Brentwood, TN
  • 2007-05-16 → 2008-05-16
    Glen Allen, VA
    Richmond, VA
  • 2006-07-28 → 2007-06-06
    Richm0Nd, VA
  • 2003-01-22 → 2005-06-03
    Atlanta , GA
Other Businesses

1.ENOCH PROPERTIES LLC POSITION: Owner NATURE: Owns the family farm INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/20/2007 ADDRESS: 1004 West Ave, Richmond VA 23220, United States DESCRIPTION: own one third of the family farm 2.BAD BOOT PRODUCTIONS POSITION: Owner NATURE: Owns the intellectual property of the late Lewis Grizzard INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1992 ADDRESS: 1870 The Exchange SE, Suite 200, Atlanta GA 30339, United States DESCRIPTION: Vice-President 3.BLUFFVIEW INSURANCE GROUP POSITION: Owner NATURE: I sell life insurance and annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 160 START DATE: 03/01/2025 ADDRESS: 901 Mountain Creek Road, suite 201, Chattanooga TN 37405, United States DESCRIPTION: I sell life insurance and annuities

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-10-17
S63 Uniform Securities Agent State Law Examination 1987-03-27
  • S65 Uniform Investment Adviser Law Examination
    2001-10-17
  • S63 Uniform Securities Agent State Law Examination
    1987-03-27
Other Names
  • Steve Enoch
  • Stephen Lee Enoch
  • Stephen Lee Enoch
  • Stephen L Enoch

View on SEC IAPD

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